For High-Yield Portfolio Holders

Are Your High-Yield Holdings Still Working? The Audit That Catches Erosion Early.

High-yield positions earn their place through total return, not just distributions. The Annual Audit Workbook gives you the coverage ratio worksheet, NAV scorecard, and growth tracker to know — precisely — whether each Tier 3-5 position is still justifying its allocation.

What High-Yield Portfolios Need That Annual Reviews Provide

NAV Erosion Compounds Faster in Tier 4-5 Positions

The same NAV erosion that's tolerable in a 10% portfolio position becomes critical at 25%. The NAV Stability Scorecard quantifies risk by position, not just in aggregate.

Distribution Cuts in High-Yield ETFs Often Follow a Predictable Pattern

Coverage ratio declines, distribution frequency changes, and NAV acceleration all precede formal cuts. The worksheets track all three.

Total Return Across the Portfolio Is Harder to Track Without a System

High-yield investors often know distribution totals. Fewer track total return — distributions plus NAV change — for each holding. This workbook does both.

What's Inside

Chapters marked Most Relevant are specifically applicable to your situation.

1
Why Annual Audits Prevent Portfolio Disasters

The specific cases where quarterly auditors caught NAV erosion 6 months before it became critical.

2
The Holding-by-Holding FrameworkMost Relevant

A systematic review process for every position: yield, NAV change, coverage ratio, total return.

3
Coverage Ratio WorksheetMost Relevant

How to calculate and track coverage ratios for each holding, with thresholds.

4
NAV Stability ScorecardMost Relevant

A scoring system for each holding based on 12-month NAV trend and volatility.

5
Dividend Growth Tracker

How to track whether income is growing, flat, or declining on a position-by-position basis.

6
Payout Ratio Analysis

For REITs, BDCs, and MLPs — how to evaluate whether distributions are sustainable.

7
Rebalancing Decision Tree

A visual framework for deciding when to hold, trim, or exit a position.

8
Year-over-Year Income Comparison

How to track whether total portfolio income is growing, and by how much.

Quarterly high-yield review

The worksheets track coverage ratio changes, distribution frequency, NAV trends, and total return for each high-yield position.

Is This Guide Right for You?

This guide is for you if...

  • You hold Tier 3, 4, or 5 positions where NAV change materially affects total return
  • You want early warning signals for distribution cuts in REITs, BDCs, or synthetic ETFs
  • You want a systematic holding-by-holding review, not a portfolio-level glance
  • You track total return — distributions plus NAV — not just yield
  • You want objective criteria for trimming or exiting positions that are deteriorating

This guide is NOT for you if...

  • You only hold Tier 1-2 ETFs with minimal NAV erosion risk
  • You already have a rigorous coverage ratio and NAV tracking process
  • You're in early accumulation and won't draw on income for 15+ years
  • You want a one-time review rather than an annual maintenance system

Catch High-Yield Portfolio Problems Before They Cost You Principal

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